证券特别代表人诉讼的规则反思与路径建构  

Reflection on the Rules and Path Construction of Securities Special Representative Litigation

作　　者：杨阳[1] Yang Yang(Law School,Zhengzhou University,Zhengzhou,Henan 450001,China)

机构地区：[1]郑州大学法学院,河南郑州450001

出　　处：《黑龙江工业学院学报（综合版）》2024年第8期63-66,共4页Journal of Heilongjiang University of Technology(Comprehensive Edition)

基　　金：国家社会科学基金项目“环境损害司法鉴定意见可采性问题研究”(项目编号:17CFX038)。

摘　　要：特别代表人诉讼是解决证券群体性纠纷的重要方式。特定的起诉主体资格、特殊的诉讼启动规则以及严格的案件选择标准等特点使特别代表人诉讼能有效节约诉讼资源、激励投资者维权、震慑违法行为。我国证券违法案件呈高发态势,投资者对证券市场的信心大幅下降,特别代表人诉讼制度面临着前置条件影响诉讼的高效开展、选案标准实用性不强、单一的启动主体模式维权乏力等困境。为完善特别代表人诉讼制度,我国需要逐步放宽启动特别代表人诉讼的前置条件、优化特别代表人诉讼的案件选取流程、探索多元市场主体参与的纠纷解决模式。Special representative litigation is an important way to resolve securities group disputes.The specific qualifications of the subject of the lawsuit,the special rules for initiating litigation,and the strict criteria for selecting cases make special representative litigation effective in saving litigation resources,motivating investors to protect their rights,and deterring illegal acts.At present,China′s securities violation cases are showing a high incidence trend,investor′s confidence in the securities market has dropped significantly,and the special representative litigation system is facing difficulties such as preconditions affecting the efficient development of litigation,the practicability of case selection criteria is not strong,and the single initiating entity model is weak in rights protection.In order to improve the system of special representative litigation,China needs to gradually relax the preconditions for initiating special representative litigation,optimize the case selection process for special representative litigation,and explore a dispute resolution model with the participation of multiple market entities.

关 键 词：证券群体性纠纷 特别代表人诉讼 投资者保护 

分 类 号：D925.1[政治法律—诉讼法学]