交易成本视域下嵌入关系对高校专利转移的作用机制研究  

Research on the Mechanism of Embeddedness Relationship on Patent Transfer of Universities Under the Perspective of Transaction Costs

作　　者：鲁欣 吴红[1] 代小雨 王萍[1] 董坤[1] Lu Xin;Wu Hong;Dai Xiaoyu;Wang Ping;Dong Kun(Institute of Information Management,Shandong University of Technology,Zibo 255049,China)

机构地区：[1]山东理工大学信息管理学院,山东淄博255049

出　　处：《科技管理研究》2024年第20期74-82,共9页Science and Technology Management Research

基　　金：国家社会科学基金项目“知识流动视角下科技成果转化路径预测与选择研究”(20CTQ032)。

摘　　要：当前高校待转移专利中多数是由高校独立申请而非校企合作申请,挖掘此部分专利转移背后隐含的规律并从经济视角解析其作用机制,对盘活高校专利资源具有积极的意义。立足于交易成本理论,分别从网络嵌入和社会嵌入这两个评价维度出发,选取以刚性方式起作用的前期合作指标和以柔性方式起作用的学科软实力指标,以我国高校在燃料电池和抗肿瘤药物领域独立申请的已转移专利为数据样本,对嵌入关系的作用机制进行深入研究。结果表明,校企嵌入关系在打破信息不对称状况、降低交易成本方面起着决定性作用。因此,高校应充分利用嵌入关系扫除专利转移过程中的障碍,促进科技成果向现实生产力转化。Currently,the majority of university patents pending transfer are independently applied for by universities rather than through university-enterprise collaboration.Exploring the implicit patterns behind the transfer of such patents and analyzing their mechanisms from an economic perspective holds positive significance for activating university patent resources.Based on transaction cost theory,this paper examines the mechanisms from two evaluative dimensions:network embeddedness and social embeddedness,selecting rigid prior cooperation indicators and flexible disciplinary soft power indicators.Using transferred patents independently applied for by Chinese universities in the fields of fuel cells and anti-tumor drugs as data samples,this study conducts an in-depth investigation of the mechanisms of embedded relationships.The results show that university-enterprise embedded relationships play a decisive role in breaking information asymmetry and reducing transaction costs.Therefore,universities should fully utilize embedded relationships to remove barriers in the patent transfer process and promote the transformation of scientific and technological achievements into real productive forces.

关 键 词：高校专利转移 交易成本理论 嵌入关系 网络嵌入 社会嵌入 

分 类 号：G644[文化科学—高等教育学] F270[文化科学—教育学] G306[经济管理—企业管理]