家族控制权对创新开放度的影响——基于社会情感财富理论的研究  

The Impact of Family Control on the Openness of Innovation:From Socioemotional Wealth Theory

作　　者：王霄[1] 董峰[1] 韩雪亮[2] Xiao Wang;Feng Dong;Xueliang Han(School of management,Jinan University;School of business administration,Henan University of Economics and Law)

机构地区：[1]暨南大学管理学院 [2]河南财经政法大学

出　　处：《管理学季刊》2022年第1期150-177,187,188,共30页Quarterly Journal of Management

基　　金：国家自然科学基金面上项目“好‘管家’的收益和代价:基于多重视角的动态跨层机制研究”(72072039);2021年度河南省哲学社会规划年度项目“宗族传统、文化赋能与河南省民营经济高质量发展:以豫商家族企业为例”(2021CJJ127);2022年度河南省教育厅人文社会科学研究项目“宗族传统与家族企业创新发展研究”(2022-ZZJH-045);2022年度河南省高等学校重点科研项目“宗族传统影响河南省家族企业高质量发展的内在机制与路径选择研究”(22A630002);2022年度河南省重点研发与推广专项(软科学)项目“智能财务赋能豫商家族企业高质量发展研究”(222400410591)的资助。

摘　　要：创新开放度是企业突破内部约束,与外部进行合作的广泛程度。立足于社会情感财富理论,基于2010~2017年中国上市家族企业,本文实证探究了家族控制权对创新开放度的影响,以及知识产权保护制度与高管外部联结的调节作用。本文的研究结果是:家族控制权越高,家族企业的创新开放度越低;外部知识产权保护制度越完善,家族控制权对创新开放度的负向影响越弱;高管商业联结越广泛,家族控制权对创新开放度的负面影响越弱;而高管政治联结的调节作用不显著。本文的研究结果表明,随着家族控制权的提升,家族企业创新开放的决策参照点偏向于保护社会情感财富,但知识产权保护制度和高管商业联结能够一定程度上弱化社会情感财富的负面影响。本文的研究结论有助于理解家族控制权影响创新开放度的内在机制以及相关情境因素的影响。The existing literature has compared the differences of openness between family and non-family firms,but ignores the heterogeneity of openness among family firms.At the same time,due to the data collection difficulty,open innovation research for family firms has been stagnated in theoretical discussion with few empirical studies.Moreover,while recent studies have examined the impact of non-family members on openness,how family-specific attributes may impact openness still remains unexplored.Thus,this paper investigated the impact of family control on openness,and the moderating role of intellectual property rights protection institutions and external ties.From socioemotional wealth,we argued that the higher the family control,the deeper the involvement of the family system and the business system,and family owners are more willing to protect socioemotional wealth when they engaged in open innovation.We also proposed that the intellectual property rights protection institutions and the external ties moderate the relationship between family control and openness by protecting family firms’control over technology in open innovation.The paper analyzed a panel of 700 family firms and 4158 firm-year observations from 2010 to 2017.The hypotheses were tested using fixed effects regression analysis while controlling for other potential impacts on openness.The research findings indicate that family control has a negative impact on openness,and both the intellectual property rights protection institution and top managers’business ties attenuate the negative effect of family control on openness.By introducing the intellectual property rights protection institutions and top managers’external ties into the open innovation research of family firms,this paper finds that both two contingencies can influence the legality of the family business and their control over open innovation processes,therefore changing the reference points of family owners over socioemotional wealth.The study contributes to the open innovation in fami

关 键 词：创新开放度 家族控制权 社会情感财富 知识产权保护 高管外部联结 

分 类 号：F276.5[经济管理—企业管理] F273.1[经济管理—国民经济]