基于扎根理论的企业核心技术创新能力评价研究  

Research on the Evaluation of Enterprise Core Technology Inno⁃vation Capability Based on Grounded Theory

作　　者：白全民 张茹莹 王东旭 王倩 Bai Quanmin;Zhang Ruying;Wang Dongxu;Wang Qian(Institute of Science and Technology for Development Strategy of Shandong,Qilu University of Technology(Shandong Academy of Sciences),Jinan 250014,China)

机构地区：[1]齐鲁工业大学(山东省科学院)山东省科技发展战略研究所,山东济南250014

出　　处：《创新科技》2023年第4期61-71,共11页Innovation science and technology

基　　金：国家社会科学基金“延展认知的合理性及其实践转向”(20FZXB064);山东省高等学校青创科技支持计划“智能时代的产业变革:技术、制度与创业导向”(2020RWG009)。

摘　　要：利用扎根理论三级编码方法,基于69家申报科创板上市企业质询函的文本内容,遵循可量化、易获得、高信息代表性的原则,主要使用专利信息构建了由5个一级指标、12个二级指标以及23个三级指标组成的评价指标体系,并选取10家基因检测上市企业进行了实证分析。研究结果显示,我国企业核心技术创新能力主要包括4个维度,其中最受关注的是核心技术竞争力,这也符合我国当前的发展需求。实证结果表明,我国基因检测企业核心技术创新能力总体水平仍不高,各企业间存在较大差距,且在不同维度方面的表现也存在一定差异。基于中国情境提出了评价企业核心技术创新能力的指标体系和方法,进一步丰富了企业创新理论,具有较强的现实指导意义。最后,从3个方面提出了研究不足,为未来研究指出了方向。At present,the international situation is changing at an accelerated pace.Against the background of the gradual escalation of international science and technology competition and technology blockade,the problem of"stuck neck"in China's key core technologies remains prominent.Therefore,in recent years,China has been strengthening the dominant position of en⁃terprises in science and technology innovation and enhancing their core technology innovation capability.Among them,how to scientifically and correctly evaluate enterprises'core technology innovation capability is an essential and crucial part.This paper focuses on constructing an index system for evaluating enterprises'core technol⁃ogy innovation capability,and the main research contents are as follows:Firstly,by combing and summarizing relevant domestic and foreign literature,it is found that the current research results on the evaluation of enterprises'core technological innovation capabilities are relatively scarce,and there is no consensus at the theoretical and practical levels.Secondly,based on the textual contents of"core technology"questioned by 69 listed companies applying for STAR Market,we constructed an evaluation model of enterprises'core technological innovation capabilities using the grounded theory and explored the inner mechanism of enterprises'core technological innova⁃tion capabilities.Thirdly,following the principles of scientificity,systematicity,representative⁃ness,and operability,and using the characteristics of patent quantifiability,easy accessibility,and high information representativeness,this paper constructs an index system consisting of 5 primary indicators,12 secondary indicators,and 23 tertiary indicators,and determines the indi⁃cator weights using the number of labels coded by the grounded theory.Finally,ten listed ge⁃netic testing companies were selected for empirical analysis,and based on the evaluation results,corresponding countermeasures were suggested for different companies.The main findings of the study are

关 键 词：企业核心技术 创新能力 评价指标体系 基因检测 

分 类 号：F273.1[经济管理—企业管理]