国有企业职业经理人制度改革研究  

Research on the Reform of Professional Manager System in State-owned Enterprises

作　　者：黄群慧[1] 石颖 张慧[3] HUANG Qun-hui;SHI Ying;ZHANG Hui(Institute of Economics,Chinese Academy of Social Sciences,Beijing 100836,China;Institute of Economic System and Management,National Development and Reform Commission,Beijing 100035,China;School of Chinese Auditing,Nanjing Audit University,Nanjing 211815,Jiangsu,China)

机构地区：[1]中国社会科学院经济研究所,北京100836 [2]国家发展和改革委员会经济体制与管理研究所,北京100035 [3]南京审计大学中审学院,江苏南京211815

出　　处：《西部论坛》2024年第3期24-36,共13页West Forum

基　　金：中国社会科学院国有经济研究智库重点课题(GJZK202107)。

摘　　要：我国的改革是对社会主义制度的自我完善,其中,国有企业改革需要将加强党的领导与市场化发展统一起来。因此,国有企业职业经理人制度改革,必须坚持中国特色社会主义市场化改革的方向,采取分类分层改革的方式,以市场化选聘、契约化管理、差异化薪酬、市场化退出为重点环节,因企制宜、循序渐进地推进。改革开放以来,我国国有企业职业经理人制度改革经历了改革准备、初步酝酿、试水调整、推广深化四个阶段,探索形成了四化管理、自愿转身、灵活市场化、部分市场化等典型模式,取得了显著成效,但还存在市场化选聘未能达到预期效果、契约化管理存在难点、差异化薪酬设计不合理、市场化退出机制不完善、监管及配套机制不健全等问题。应坚持党管干部、党管人才的原则,重塑企业文化,增强市场观念,充分发挥市场机制作用,弘扬企业家精神,完善治理体系,逐步建设具有中国特色的现代职业经理人制度体系。Against the backdrop of deepening state-owned assets and state-owned enterprise reforms in the new era,establishing and improving the professional manager system has become a crucial focus of reform.Managers in state-owned enterprises are a key minority group for strengthening,improving,and expanding state-owned enterprises,and mobilizing their enthusiasm holds significant importance for the overall reform of state-owned enterprises.In this context,exploring and advancing the professional manager system with greater efforts has become a strategic focus and main direction for the comprehensive deepening of reforms in China's next stage.However,many existing studies on the professional manager system in state-owned enterprises lack in-depth analysis,often staying at the level of superficial exploration of phenomena and single-dimensional discussions,lacking a comprehensive,summarizing,and deep-level analysis of the theoretical basis,evolutionary process,and practical models of the professional manager system in state-owned enterprises,especially the lack of attention and discussion on the vibrant practices of the professional manager system in state-owned enterprises launched by the central and local governments in recent years.Therefore,to more quickly adapt to the high standards required in the new development stage and better implement the professional manager system in state-owned enterprises,this paper intends to analyze the reform of the professional manager system in state-owned enterprises from four aspects:theoretical framework,evolutionary process,practical exploration,and reform path.Specifically,firstly,starting from three aspects of the necessity,constraint mechanisms,and incentive mechanisms of the professional manager system of state-owned enterprises,this paper theoretically interprets the issue of implementing the professional manager system in state-owned enterprises.Secondly,it summarizes and systematically reviews the four stages of reform preparation,initial brewing,trial adjustment,and promoti

关 键 词：职业经理人 国有企业 委托代理 不完全契约 人力资本 管理层权力 薪酬激励 

分 类 号：F276[经济管理—企业管理]