FATF《法律专业人员风险为本方法指引》综述及对我国律师业反洗钱监管的启示  

Summary of FATF Guidance for A Risk-Based Approach for Legal Professionals and the Enlightenment of the Anti-money Laundering Supervision in Chinese Lawyer Industry

作　　者：陈恒有[1] 康洋[2] 王璐[2] CHEN Hengyou;KANG Yang;WANG Lu(Lanzhou Branch of PBC,Lanzhou Gansu 730000;Jinchang Branch of PBC,Jinchang Gansu 737100)

机构地区：[1]中国人民银行兰州中心支行,甘肃兰州730000 [2]中国人民银行金昌市中心支行,甘肃金昌737100

出　　处：《西部金融》2020年第7期94-96,F0003,共4页West China Finance

摘　　要：为协助各国主管当局、金融机构及特定非金融行业,特别是法律专业人员识别、评估、管理与法律服务相关的洗钱和恐怖融资风险,全球反洗钱国际标准制订者——金融行动特别工作组,在广泛征求各方意见的基础上,发布了《法律专业人员风险为本方法指引》,在全球范围内提出了适用于法律专业人员特定活动和业务的洗钱风险缓释策略。本文在对《指引》出台背景及其历史沿革全面梳理的基础上,对主要内容进行了摘译和概述,并结合发达国家监管经验,提出了我国律师行业反洗钱监管相应的改进建议。In order to assist the National authorities,financial institutions and specific non-financial industries,especial legal pro-fessionals to identify,assess and manage the risks of money laundering and terrorist financing related to legal services,the constitutor of the international standard of global anti-money laundering Financial Action Task Force,on the basis of solicit opinions from all sides,issued“Guidance for A Risk-Based Approach for Legal Professionals”,put forward the money laundering risk mitigation strategies for specific activities and business of legal professionals on a global scale.Based on the background of the introduction of the guidance and their historical evolution,this paper extracts and summarizes the main content,and puts forward suggestions for improve-ment of the anti-money laundering supervision of the lawyer industry in China by combining the supervision experience of developed countries.

关 键 词：FATF 法律专业人员 风险为本 反洗钱监管 

分 类 号：F830.46[经济管理—金融学]